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Financial Services Professional Liability

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In an effort to address the increasing demand of clients facing financial disputes, Reminger has dedicated its resources to satisfy this need.

The Financial Services Professional Liability Practice Group handles claims and disputes facing accountants, accounting firms, actuaries, banks, bankruptcy consultants, brokers, broker-dealers, enrolled agents, financial planners, investment advisors, investment banks, investment bankers, investment managers, investment advisory firms, life agent/brokers, pension consultants, receivers, registered representatives, stock brokers, Taft-Hartley consultants, tax preparers, third party administrators, trustees and turn around consultants.

In addition to the formation, dissolution and transactional needs of its clients, Reminger is uniquely positioned to handle the regulatory, litigation and arbitration disputes of its clients before state and federal courts, FINRA and other state regulatory agencies.

Representative Clients

  • AIG Insurance
  • Ameriprise Financial Services, Inc.
  • Arch Insurance
  • Cambridge Investment Research, Inc.
  • Catlin Group Limited
  • Cetera Financial Group
  • Colony Specialty
  • DeWaay Financial Network
  • Edelman Financial Services, LLC
  • Everest National Insurance Company
  • First Allied Securities, Inc.
  • H. Beck, Inc.
  • Hartford Financial Services Group, Inc.
  • ING Advisory
  • Jackson National Life Insurance Company
  • Maxum Specialty Insurance Group
  • Multi-Financial Securities Corporation
  • National Planning Corporation
  • National Securities Corporation
  • O.N. Equity Sales Co./Ohio National Financial Services
  • Primevest Financial Services, Inc.
  • Raymond James Financial Services, Inc.
  • Scottsdale Insurance Company
  • Summit Brokerage Services, Inc.
  • United Planners’ Financial Services of America
  • Woodbury Financial Services, Inc.

Recognitions

Best Law Firms

Reminger is proud to announce that U.S. News & World Report and Best Lawyers® awarded the firm with a number of national and regional rankings. In addition, our Professional Malpractice Law-Defendants Practice was ranked as Metropolitan Cleveland Tier 1.

Representative Matters

Presentations

Publications