Reminger Co., LPA Obtains Successful Securities Arbitration Defense AwardPDF
CINCINNATI, OH – Reminger Co., LPA obtained a defense award in a recent FINRA arbitration in Cincinnati, Ohio.
DRI member and Reminger Financial Services Professional Liability Chair Andrew J. Dorman and Katie Lynn Zorc defended a securities professional/insurance agent from claims of negligence, negligent misrepresentation, and fraud brought by the Estate of a former client related to her purchase of a Single Immediate Premium Annuity (“SPIA”). The client elected not to have a death benefit. When the client unexpectedly died two months later, her Estate sued for recovery of the premium and alleged the recommendation of the SPIA was unsuitable and improper. The Panel found in favor of Reminger’s client on all counts and granted their request for expungement.
For more information, please contact:
Andrew J. Dorman
Katie Lynn Zorc
About Reminger, Attorneys at Law:
Reminger Co., L.P.A. is a full-service law firm with fourteen offices throughout the Midwest: Cleveland, Cincinnati, Columbus, Akron, Youngstown, Sandusky, Toledo, Fort Mitchell, Lexington, Louisville, Indianapolis, Fort Wayne, Northwest Indiana and Evansville. With more than 150 attorneys collectively, Reminger's practice areas include all aspects of litigation, along with corporate, tax, real estate and probate matters. Our fundamental objective in all the legal services we provide is to obtain the best possible results for our clients in the most practical and efficient manner possible. For more information, visit Reminger at www.reminger.com.
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