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Is It Your First Time Having a Client under Investigation by FINRA?

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ABA Securities Litigation Journal
March 8, 2019

Joseph Simms and Andrew Illig authored "Is It Your First Time Having a Client under Investigation by FINRA?" in the ABA Securities Litigation Journal. Click the link below to read more.

https://www.americanbar.org/groups/litigation/committees/securities/articles/2019/winter2019-first-time-client-investigation-finra/